This section contains the AML, ABC and Ethics slide deck, providing an overview of key concepts, risks, and expectations for ethical and compliant behaviour.
This module provides a concise introduction to the basics of Anti-Money Laundering (AML), Anti-Bribery and Corruption (ABC), and ethics. Students will gain an overview of these areas, understand why they matter, and be introduced to the key concepts that support ethical and compliant behaviour.
This module explains how Enfin’s day-to-day operations expose the business to AML, ABC, and ethical risks. Students will understand how risk arises across clients, contractors, and payments, and why these risks are part of normal business activities.
This module highlights the role every employee plays in managing risk and maintaining compliance. Students will learn their responsibility to identify, escalate, and report concerns, and understand the protections in place for whistleblowing.
This module introduces how AML principles apply to client onboarding. Students will learn the importance of understanding counterparties, ownership structures, and source of funds, as well as how to identify red flags and ensure proper documentation.
This module focuses on corruption risks in third-party engagements and procurement. Students will understand the need for due diligence and why familiarity with contractors does not eliminate risk.
This module covers risks in operational processes, particularly around payments. Students will learn about key controls, common red flags, and how fraud and AML risks can overlap in practice.
This module explains how to apply anti-corruption rules in real-world scenarios. Students will learn how to assess gifts, meals, and travel based on value, intent, timing, and approval thresholds.
This module introduces the basics of sanctions and their impact on business activities. Students will learn how sanctions relate to KYC, including the importance of understanding ownership and screening for restricted parties.
This module reinforces the importance of speaking up and acting early. Students will understand reporting channels, protections available to them, and the potential consequences of non-compliance.
